UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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The |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 17, 2020, Heron Therapeutics, Inc. (the “Company”) held its 2020 Annual Meeting of Stockholders (the “Annual Meeting”).
Three proposals were voted on at the Annual Meeting: (1) the election of seven director nominees: Kevin Tang, Barry Quart, Pharm.D., Stephen Davis, Craig Johnson, Kimberly Manhard, John Poyhonen and Christian Waage, to serve until the 2021 Annual Meeting of Stockholders and until their successors are duly elected and qualified; (2) the ratification of the appointment of OUM & Co. LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020; and (3) an advisory vote to approve compensation paid to the Company’s Named Executive Officers during the year ended December 31, 2019.
Only stockholders of record as of the close of business on April 20, 2020 (the “Record Date”) were entitled to vote at the Annual Meeting. As of the Record Date, 90,642,154 shares of common stock of the Company were outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 77,611,315 shares of common stock of the Company were represented in person and by proxy constituting a quorum for the Annual Meeting. As set forth below, all three proposals voted on at the Annual Meeting were approved by the stockholders entitled to vote thereon.
The votes with respect to each of the proposals are set forth below.
Election of seven director nominees to serve until the 2021 Annual Meeting of Stockholders and until their successors are duly elected and qualified:
Name of Director Nominee |
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For |
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Against |
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Abstain |
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Broker Non-Votes |
Kevin Tang |
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52,628,547 |
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11,743,177 |
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85,399 |
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13,154,192 |
Barry Quart, Pharm.D. |
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63,092,106 |
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1,304,092 |
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60,925 |
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13,154,192 |
Stephen Davis |
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46,551,124 |
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17,833,842 |
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72,157 |
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13,154,192 |
Craig Johnson |
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60,864,100 |
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3,523,492 |
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69,531 |
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13,154,192 |
Kimberly Manhard |
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62,959,281 |
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1,431,518 |
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66,324 |
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13,154,192 |
John Poyhonen |
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58,894,116 |
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5,493,921 |
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69,086 |
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13,154,192 |
Christian Waage |
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60,380,101 |
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3,999,825 |
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77,197 |
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13,154,192 |
Ratification of the appointment of OUM & Co. LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020:
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For |
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Against |
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Abstain |
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Broker Non-Votes |
77,270,682 |
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135,963 |
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204,670 |
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0 |
Advisory vote to approve compensation paid to the Company’s Named Executive Officers during the year ended December 31, 2019:
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For |
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Against |
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Abstain |
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Broker Non-Votes |
60,705,865 |
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3,569,221 |
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182,037 |
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13,154,192 |
* * *
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Heron Therapeutics, Inc. |
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Date: June 18, 2020 |
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/s/ David Szekeres |
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David Szekeres Chief Legal, Business, and Administrative Officer |
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